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FINRA to Intensify Scrutiny of Cybersecurity Practices at Brokerage Firms

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By Reginald J. Brown, Zachary I. Schram Reuters recently reported that the Financial Industry Regulatory Authority (FINRA) “plans to intensify its scrutiny of cybersecurity practices at brokerage firms in 2015 and is hiring technology savvy examiners to help boost its efforts.” FINRA’s addition of examiners focused on cybersecurity is one of the most recent in a series of steps […]

          

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